DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alphamark Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Louis SimonAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Nov 6, 2025 (195 d)
Andrew Charles BeckerAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Apr 24, 2025
Kelly Elizabeth OwensAlphamark Advisors, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAApr 25, 2025Jun 26, 2025 (62 d)
Anthony William FrambesAlphamark Advisors, LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAJul 23, 2024Jul 25, 2024
Randall W KnapmeyerAlphamark Advisors, LLC otherPks Advisory Services, LLC otherOtherJul 17, 2013Aug 22, 2013 (36 d)
Michael T MooreAlphamark Advisors, LLC otherHorter Investment Management, LLC otherOtherAug 5, 2009Aug 21, 2009
Debora Ann CaleyAlphamark Advisors, LLC otherRiverpoint Capital Management, Inc. otherOtherJan 21, 2005Mar 23, 2005 (61 d)
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7 moves match.