DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Your Source Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roger NusbaumYour Source Financial independent RIADynamic independent RIARIA to RIAApr 14, 2023Mar 24, 2023
Rodney Alan SmithYour Source Financial independent RIADynamic independent RIARIA to RIAApr 14, 2023Nov 17, 2023 (217 d)
Jay RabinsYour Source Financial independent RIADynamic independent RIARIA to RIAApr 14, 2023Mar 9, 2023
Marc Edward BrockYour Source Financial independent RIAThrivent Advisor Network, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 6, 2023Apr 11, 2023
Branch Robert JohnsonYour Source Financial otherVault Financial, LLC state registeredOtherJun 3, 2011May 2, 2008
Andrew Richard ReinhardtYour Source Financial otherHackett Investment Advisors Inc unclassifiedOtherMay 3, 2004Jun 3, 2004 (31 d)
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6 moves match.