DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Weatherstone Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Gary Ball | Weatherstone Capital Management independent RIA | Centaurus Financial, Inc. other | Other | Apr 11, 2019 | Nov 30, 2001 |
| Daniel Joseph Graff | Weatherstone Capital Management independent RIA | Sbsb Financial Advisors independent RIA | RIA to RIA | Mar 7, 2019 | May 2, 2018 |
| Ryan Steven Connolly | Weatherstone Capital Management other | Toews Asset Management other | Other | Aug 28, 2017 | Aug 22, 2017 |
| Brian Engle | Weatherstone Capital Management other | Gallatin River Capital LLC unclassified | Other | Feb 23, 2016 | Mar 7, 2013 |
| Eric Douglas Sanders | Weatherstone Capital Management other | Orion Portfolio Solutions, LLC independent RIA | Other | Dec 16, 2015 | Mar 25, 2021 (1926 d) |
| Erik Michael Hardin | Weatherstone Capital Management other | Orion Portfolio Solutions, LLC other | Other | Mar 5, 2015 | Jul 23, 2016 (506 d) |
| Timothy Jordan Cunningham | Weatherstone Capital Management other | Schwab Wealth Advisory, Inc. other | Other | Jun 24, 2010 | Jan 3, 2012 (558 d) |
Page 1 of 1
7 moves match.