DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lasalle St. Investment Advisors, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Robert Grady | Lasalle St. Investment Advisors, L.L.C. other | Lcm Capital Management Inc other | Other | May 10, 2005 | Sep 17, 2001 |
| Antonio Pedro Gomes | Lasalle St. Investment Advisors, L.L.C. other | Raymond James Financial Services, Inc. unclassified | Other | Mar 9, 2005 | Mar 14, 2005 |
| Dennis Patrick Kiley | Lasalle St. Investment Advisors, L.L.C. other | E*Trade Capital Management, LLC other | Other | Jul 14, 2004 | Jul 19, 2004 |
| Richard A. Gartelmann | Lasalle St. Investment Advisors, L.L.C. other | Feldman Securities Group L.L.C. unclassified | Other | Jan 27, 2004 | Feb 2, 2004 |
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64 moves match.