DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fim Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Melvin LokkenFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Alice Vanni McdermottFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Renee Ann EgelskiFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Matthew Russell BohrerFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Oct 8, 2019 (139 d)
Jason Scott SobolikFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Kevin David RussellFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Lucas Edward SchwallerFim Group no RAUMMercer Global Advisors Inc. independent RIAOtherMay 22, 2019Jan 25, 2019
Zachary Paul LiggettFim Group independent RIADynamic independent RIARIA to RIADec 14, 2018Jan 25, 2019 (42 d)
Matthew John DesmondFim Group independent RIADynamic independent RIARIA to RIADec 14, 2018Jan 10, 2025 (2219 d)
Hayley A BatesFim Group otherSignature Investment Advisors, LLC otherOtherMay 28, 2015Jul 16, 2015 (49 d)
Kevin MahoneyFim Group otherEdward Jones national BDOtherSep 30, 2011Aug 18, 2017 (2149 d)
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11 moves match.