DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategy Asset Managers L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy James Mcneely | Strategy Asset Managers L.L.C. independent RIA | Farther independent RIA | RIA to RIA | Nov 8, 2024 | Oct 18, 2024 |
| James Cawley | Strategy Asset Managers L.L.C. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2024 | Nov 29, 2024 (130 d) |
| Richard Kinkade Jr. | Strategy Asset Managers L.L.C. independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Mar 7, 2024 | Apr 8, 2024 (32 d) |
| Clarissa Sandrine Tawel | Strategy Asset Managers L.L.C. independent RIA | Tru Independence Asset Management 2, LLC independent RIA | RIA to RIA | Dec 9, 2021 | May 13, 2022 (155 d) |
| Gregory S Markel | Strategy Asset Managers L.L.C. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jan 3, 2020 | Feb 2, 2021 (396 d) |
| Rainbow Brooks | Strategy Asset Managers L.L.C. independent RIA | D.A. Davidson & Co. independent RIA | RIA to RIA | Oct 21, 2019 | Dec 12, 2019 (52 d) |
| Bruce John Jensen | Strategy Asset Managers L.L.C. independent RIA | Elevage Partners, LLC independent RIA | RIA to RIA | Feb 15, 2019 | Sep 18, 2019 (215 d) |
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7 moves match.