DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oarsman Capital, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gerald Wayne NackersOarsman Capital, Inc independent RIAEagle One Investments, LLC unclassifiedOtherDec 31, 2020Sep 17, 2009
Scott Louis HefleOarsman Capital, Inc independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Sep 29, 2020
Matthew William KlewerOarsman Capital, Inc independent RIAEagle One Investments, LLC unclassifiedOtherDec 31, 2020Jun 22, 2011
David James LardinoisOarsman Capital, Inc independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Sep 28, 2020
Sally McveyOarsman Capital, Inc independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2020Jan 6, 2021 (77 d)
Patrick Timothy RuschOarsman Capital, Inc otherVanguard Advisers, Inc. otherOtherJun 11, 2015Jul 24, 2015 (43 d)
John Richard OlkOarsman Capital, Inc otherNorth Shore Investment Advisors, LLC state registeredOtherAug 5, 2013Jul 9, 2013
Ameet Laxman KamathOarsman Capital, Inc otherCapital Investment Services Of America Inc otherOtherAug 3, 2002Feb 2, 2005 (914 d)
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8 moves match.