DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Beacon Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric John Zipfel | Beacon Financial Group independent RIA | Nfp Advisor Services, LLC other | Other | May 23, 2023 | Aug 30, 2011 |
| Mindy Lea Kirby | Beacon Financial Group independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2018 | Oct 11, 2018 (69 d) |
| Marc Stephen Thiltgen | Beacon Financial Group other | Monte Vista Wealth Management, Inc. unclassified | Other | Jan 17, 2014 | Mar 14, 2014 (56 d) |
| Stephen Francis Shelvey | Beacon Financial Group other | Mercer Global Advisors Inc. other | Other | Dec 2, 2013 | Dec 5, 2013 |
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4 moves match.