DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hodges Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leesa Jane NicholsHodges Capital Management Inc mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2024Apr 15, 2026 (581 d)
Charmagne Marie DarabadeyHodges Capital Management Inc mixed wealthFirst Dallas Securities, Inc. independent RIARIA to RIADec 31, 2022Mar 19, 2021
Alan Drew EbrightHodges Capital Management Inc mixed wealthCheck Capital Management Inc independent RIARIA to RIANov 2, 2022Nov 7, 2022
Robin LottHodges Capital Management Inc mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJun 16, 2020Nov 1, 2021 (503 d)
Steven Mitchell LaskaHodges Capital Management Inc mixed wealthCwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2020Jun 7, 2021 (483 d)
Robert Leo KerchHodges Capital Management Inc mixed wealthEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankAug 16, 2019Dec 20, 2021 (857 d)
Kristi Ann DenhamHodges Capital Management Inc mixed wealthFirst Dallas Securities, Inc. independent RIARIA to RIAMay 1, 2019Apr 5, 2018
Kenneth Blake MerrittHodges Capital Management Inc otherDestra Capital Advisors LLC otherOtherJun 21, 2012Oct 25, 2016 (1587 d)
Robert Jason WoodardHodges Capital Management Inc otherFirst Dallas Securities, Inc. otherOtherJun 13, 2012Apr 10, 2006
Richard Coolidge FordHodges Capital Management Inc otherFirst Dallas Securities, Inc. otherOtherJun 8, 2012Apr 6, 2006
Ditzler J. WalkerHodges Capital Management Inc otherFirst Dallas Securities, Inc. otherOtherAug 2, 2010Apr 6, 2006
Brad Robert SandersHodges Capital Management Inc otherFirst Dallas Securities, Inc. otherOtherMar 9, 2009Apr 6, 2006
James Reginald DavisHodges Capital Management Inc otherJames R. Davis unclassifiedOtherJul 30, 2007Apr 28, 2008 (273 d)
Scott William PhillipsHodges Capital Management Inc otherFirst Dallas Securities, Inc. otherOtherJan 3, 2007Apr 11, 2006
Ivan Stephen SacksHodges Capital Management Inc otherProspera Financial Services, Inc. otherOtherNov 8, 2004Jan 28, 2005 (81 d)
Matthew Andrew ThompsonHodges Capital Management Inc otherFrost Investment Advisors, LLC otherOtherAug 29, 2003Aug 19, 2011 (2912 d)
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16 moves match.