DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ami Asset Management Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy Listiawan | Ami Asset Management Corp independent RIA | Vera Wealth LLC state registered | RIA to a state-registered adviser | Jan 2, 2025 | Mar 17, 2025 (74 d) |
| Annalisa Flore | Ami Asset Management Corp independent RIA | Tamar Securities, LLC independent RIA | RIA to RIA | Sep 11, 2024 | Sep 1, 2026 (720 d) |
| Ryan Cruzat Cibull | Ami Asset Management Corp independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | Apr 30, 2024 | Sep 3, 2025 (491 d) |
| Rob Roy Knowles | Ami Asset Management Corp independent RIA | Copeland Capital Management, LLC mixed wealth | RIA to RIA | Jan 8, 2020 | Apr 16, 2026 (2290 d) |
| Yisha Wang | Ami Asset Management Corp independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 23, 2019 | Jul 2, 2019 (40 d) |
| Alan Mitchell Gelb | Ami Asset Management Corp other | Foster Investment Consulting LLC other | Other | Aug 9, 2004 | Sep 28, 2004 (50 d) |
| Anthony Gordon Peyrot | Ami Asset Management Corp other | Lpm Advisors, LLC state registered | Other | Nov 10, 2003 | Nov 24, 2025 (8050 d) |
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7 moves match.