DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Muhlenkamp & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Monica Lynn Leister | Muhlenkamp & Co Inc mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2019 | Aug 7, 2019 (184 d) |
| Tammy Sue Neff | Muhlenkamp & Co Inc mixed wealth | Hefren-Tillotson, Inc. independent RIA | RIA to RIA | Feb 4, 2019 | Dec 5, 2019 (304 d) |
| Katherine Nile Baum | Muhlenkamp & Co Inc other | Morgan Stanley wirehouse | Other | May 9, 2017 | Jul 16, 2017 (68 d) |
| Brian Lewis Yates | Muhlenkamp & Co Inc other | Pittsburgh Financial Planners, Inc. independent RIA | Other | May 26, 2016 | May 27, 2016 |
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4 moves match.