DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Firstwave Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura Kathleen ChiesmanFirstwave Financial no RAUMSavant Wealth Management independent RIAOtherJul 1, 2024May 28, 2024
Robert Michael DevriesFirstwave Financial no RAUMSavant Wealth Management independent RIAOtherJul 1, 2024Mar 10, 2024
James Brent OstranderFirstwave Financial no RAUMSavant Wealth Management independent RIAOtherJul 1, 2024Mar 10, 2024
Troy Richard LercheFirstwave Financial independent RIACamarda Wealth Advisory Group independent RIARIA to RIAApr 14, 2021May 4, 2021
Charles D StaplesFirstwave Financial independent RIAGyl Financial Synergies, LLC mixed wealthRIA to RIAFeb 18, 2020Jan 27, 2020
John E. RoesslerFirstwave Financial otherNorthcoast Asset Management LLC independent RIAOtherJan 25, 2017Aug 20, 2018 (572 d)
Timothy Ray ArmstrongFirstwave Financial otherArmstrong Financial, Inc. state registeredOtherAug 19, 2014Oct 30, 2019 (1898 d)
Audrey Wehr JonesFirstwave Financial otherWealthcare Capital Management LLC otherOtherJan 4, 2010Mar 8, 2010 (63 d)
Robert Joseph RallFirstwave Financial otherRall Capital Management, Inc. independent RIAOtherOct 5, 2004Mar 16, 2018 (4910 d)
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9 moves match.