DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legacy Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Richard BirkoferLegacy Asset Management, Inc. independent RIAOnedigital institutionalOtherAug 28, 2024Mar 4, 2024
Christina Lynn AllenLegacy Asset Management, Inc. independent RIAOnedigital institutionalOtherAug 28, 2024Feb 23, 2024
Adriana Sanchez De Tagle ElwoodLegacy Asset Management, Inc. independent RIAOnedigital institutionalOtherAug 28, 2024Feb 21, 2024
Cody Lane GarrettLegacy Asset Management, Inc. independent RIAMeasure Twice Financial LLC state registeredRIA to a state-registered adviserJul 6, 2021May 11, 2021
Richard E KaplanLegacy Asset Management, Inc. independent RIAInscription Capital, LLC independent RIARIA to RIASep 4, 2019Sep 4, 2019
Jillian Claire NelLegacy Asset Management, Inc. independent RIAInscription Capital, LLC independent RIARIA to RIASep 4, 2019Sep 4, 2019
Mark Taylor DulworthLegacy Asset Management, Inc. independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2019Jun 20, 2023 (1537 d)
Scott Mitchell JacksonLegacy Asset Management, Inc. otherDoliver Advisors, L.P. otherOtherJun 5, 2017Jun 2, 2017
James Casey HodgesLegacy Asset Management, Inc. otherSemita Asset Management no RAUMOtherOct 13, 2015Jun 2, 2015
Timothy Shawn HartzellLegacy Asset Management, Inc. otherSequent Asset Management, LLC otherOtherNov 14, 2008Sep 18, 2008
Thomas B WilliamsLegacy Asset Management, Inc. otherWestwood Wealth Management otherOtherMay 10, 2007Nov 17, 2017 (3844 d)
Page 1 of 1
11 moves match.