DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Intervest International, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert James Clancy | Intervest International, Inc. other | On Investment Management Co other | Other | Nov 7, 2005 | Oct 27, 2005 |
| M. Shannon Dana | Intervest International, Inc. other | Qa3 Financial LLC unclassified | Other | Nov 4, 2005 | Nov 2, 2005 |
| Benita Creacy | Intervest International, Inc. other | Qa3 Financial LLC unclassified | Other | Nov 4, 2005 | Nov 2, 2005 |
| Timothy Michael Stasinoulias | Intervest International, Inc. other | Aegis Wealth Advisors. LLC state registered | Other | Aug 30, 2005 | Sep 29, 2005 |
| Michael Luke Wholehan | Intervest International, Inc. other | Fsc Securities Corporation other | Other | Nov 14, 2003 | Nov 14, 2003 |
| William Guy Hurckes | Intervest International, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | Mar 13, 2003 | Mar 3, 2003 |
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66 moves match.