DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Miai, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Bruce Robinson | Miai, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 21, 2022 | Sep 28, 2022 |
| Scott David Schroeder | Miai, Inc. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 7, 2020 | Jul 10, 2020 |
| Andurea Dawn Alexander | Miai, Inc. other | Commonwealth Financial Network national BD | Other | Sep 12, 2016 | Dec 27, 2016 (106 d) |
| Peter Edward Ruth | Miai, Inc. other | Commonwealth Financial Network national BD | Other | Sep 12, 2016 | Aug 15, 2016 |
| Neal Elliott Watson | Miai, Inc. other | Fleming Watson Financial Advisors, LLC unclassified | Other | Aug 12, 2016 | Aug 15, 2016 |
| Edward William Murray | Miai, Inc. other | Family Investment Advisory, LLC state registered | Other | Dec 31, 2011 | Jan 17, 2012 |
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6 moves match.