DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sterling Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laurie Michele Peer | Sterling Financial Advisors, LLC other | Rkl Private Wealth other | Other | Feb 12, 2016 | Jan 12, 2016 |
| Christopher A Zavecz | Sterling Financial Advisors, LLC other | Rkl Private Wealth other | Other | Feb 12, 2016 | Jan 12, 2016 |
| Thomas David Reardon | Sterling Financial Advisors, LLC other | Rkl Private Wealth other | Other | Feb 12, 2016 | Jan 12, 2016 |
| Judson Steward Meinhart | Sterling Financial Advisors, LLC other | Rkl Private Wealth other | Other | Feb 12, 2016 | Jan 12, 2016 |
| Michael John Henzes | Sterling Financial Advisors, LLC other | Fsc Securities Corporation other | Other | Apr 1, 2010 | Mar 10, 2010 |
| Matthew R Langdon | Sterling Financial Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 3, 2008 | Jun 15, 2010 (589 d) |
| Elizabeth Mary Gallen Mastromarino | Sterling Financial Advisors, LLC other | Geneos Wealth Management, Inc. other | Other | Jan 19, 2007 | Aug 7, 2006 |
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7 moves match.