DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fieldstone Financial Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Nicholas BaroneFieldstone Financial Management Group, LLC independent RIAUniversal Value Advisors no RAUMOtherMar 22, 2019Jan 20, 2017
Joshua Anthony BaroneFieldstone Financial Management Group, LLC independent RIAUniversal Value Advisors no RAUMOtherMar 1, 2019Jan 20, 2017
Andrea NolanFieldstone Financial Management Group, LLC independent RIAFourstar Wealth Advisors, LLC independent RIARIA to RIAMar 1, 2019Feb 25, 2019
Tucker DunnFieldstone Financial Management Group, LLC independent RIAFourstar Wealth Advisors, LLC independent RIARIA to RIAMar 1, 2019May 29, 2019 (89 d)
Lauris Stefans LambergsFieldstone Financial Management Group, LLC independent RIARenaissance Wealth Advisors, LLC no RAUMRIA to a newly registered adviserJan 4, 2019Feb 13, 2019 (40 d)
Jonathan Harris LoerFieldstone Financial Management Group, LLC independent RIARenaissance Wealth Advisors, LLC no RAUMRIA to a newly registered adviserNov 27, 2018Feb 13, 2019 (78 d)
Frank Joseph MarroneFieldstone Financial Management Group, LLC independent RIARia Advisors independent RIARIA to RIANov 27, 2018Nov 20, 2018
Guy Anthony TomaseFieldstone Financial Management Group, LLC independent RIAHolmes Investment Management, Inc. state registeredRIA to a state-registered adviserOct 25, 2018Oct 31, 2018
Michael Alan NessFieldstone Financial Management Group, LLC otherFjy Financial otherOtherJun 19, 2017Jul 31, 2017 (42 d)
Jonathan Harris LoerFieldstone Financial Management Group, LLC otherConcert Wealth Management otherOtherSep 2, 2015Mar 24, 2015
Michael Alan NessFieldstone Financial Management Group, LLC otherConcert Wealth Management otherOtherSep 2, 2015Mar 6, 2015
Scott Raymond InglisFieldstone Financial Management Group, LLC otherCarnegie Investment Counsel otherOtherApr 4, 2014Jun 6, 2014 (63 d)
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12 moves match.