DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lucien Stirling & Gray Advisory Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cathryn Grange | Lucien Stirling & Gray Advisory Group Inc independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Nov 20, 2020 | Nov 23, 2020 |
| Megan Kelly Poore | Lucien Stirling & Gray Advisory Group Inc independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Nov 20, 2020 | Nov 23, 2020 |
| Hal Bleckley Dobbs | Lucien Stirling & Gray Advisory Group Inc independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Nov 20, 2020 | Nov 23, 2020 |
| Preston Huntley Neumann | Lucien Stirling & Gray Advisory Group Inc independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2018 | Jan 18, 2019 (214 d) |
| Thomas James Stevenson | Lucien Stirling & Gray Advisory Group Inc other | Austin Asset other | Other | Nov 18, 2014 | Feb 12, 2015 (86 d) |
| Robert Stirling Phipps | Lucien Stirling & Gray Advisory Group Inc other | Choice Investments, Inc. unclassified | Other | Jul 18, 2005 | Jun 21, 2005 |
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6 moves match.