DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisers Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew E Amsberry | Advisers Investment Management, Inc. other | Hp Wealth Management LLC state registered | Other | Apr 22, 2020 | Apr 2, 2024 (1441 d) |
| Bryan Nicolas Sauceda | Advisers Investment Management, Inc. other | Amicus Financial Advisors, LLC independent RIA | Other | Oct 25, 2019 | Nov 6, 2019 |
| Todd Stephen Smith | Advisers Investment Management, Inc. other | Level 5 Financial, LLC unclassified | Other | Jul 18, 2017 | May 4, 2016 |
| Daniel Joseph Korleski | Advisers Investment Management, Inc. other | Cobalt Private Wealth LLC no RAUM | Other | Dec 31, 2013 | Feb 5, 2014 (36 d) |
| Gerald Biegler | Advisers Investment Management, Inc. other | Sustainable Wealth Strategies, LLC state registered | Other | Jan 4, 2006 | Dec 14, 2022 (6188 d) |
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5 moves match.