DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Boston Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark John GovoniBoston Asset Management, Inc. independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAApr 11, 2024Apr 3, 2024
Keith Brown WoomerBoston Asset Management, Inc. independent RIAFarther independent RIARIA to RIAFeb 27, 2023Apr 14, 2023 (46 d)
Clayton Jontie PooleBoston Asset Management, Inc. otherCapitol Wealth Management state registeredOtherApr 28, 2017May 5, 2017
James Gerard SteproeBoston Asset Management, Inc. otherCapitol Wealth Management state registeredOtherApr 28, 2017May 4, 2017
Keith James BurbankBoston Asset Management, Inc. otherCapitol Wealth Management state registeredOtherApr 28, 2017May 4, 2017
Mark Joseph ComireBoston Asset Management, Inc. otherWaddell & Reed otherOtherFeb 26, 2016Apr 29, 2016 (63 d)
Brian GlasBoston Asset Management, Inc. otherNoble Family Wealth no RAUMOtherNov 20, 2013Jun 29, 2021 (2778 d)
Kevin Patrick MccutcheonBoston Asset Management, Inc. otherG & O Financial Services, Inc. otherOtherJun 12, 2013Oct 7, 2013 (117 d)
Andrew Michel DenisBoston Asset Management, Inc. otherSecurities America Advisors, Inc. otherOtherMay 15, 2012Sep 12, 2012 (120 d)
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9 moves match.