DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kowal Investment Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Timothy KowalKowal Investment Group, LLC independent RIARaymond James Financial Services Advisors, Inc otherOtherFeb 18, 2025Aug 10, 2009
Thomas Robert KruegerKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 20, 2024
Paul Leonard SchaeferKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 26, 2024
Joseph Michael StillKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 20, 2024
Rebecca Jean GruverKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Oct 28, 2025 (301 d)
Aaron Matthew SpitznerKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 20, 2024
John James WhiteKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 20, 2024
Chaunston Carlemer WeisenselKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 31, 2024Dec 20, 2024
Jeffrey Davis KowalKowal Investment Group, LLC independent RIARaymond James Financial Services Advisors, Inc otherOtherDec 31, 2024Aug 11, 2009
Anthony Thomas PriesterKowal Investment Group, LLC independent RIACreative Planning independent RIARIA to RIADec 23, 2024Dec 20, 2024
Marie Ann Nichole SchuettKowal Investment Group, LLC independent RIAEntirement Financial Planning LLC state registeredRIA to a state-registered adviserFeb 8, 2024May 7, 2024 (89 d)
Joseph Anthony SimonsKowal Investment Group, LLC independent RIANorthwestern Mutual Investment Services,LLC otherOtherJun 10, 2009Jul 31, 2009 (51 d)
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12 moves match.