DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Huntleigh Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Joseph OttHuntleigh Advisors, Inc. independent RIAKrilogy independent RIARIA to RIAMar 18, 2024Mar 11, 2024
Valerie Kay BrennanHuntleigh Advisors, Inc. BD affiliatedCbiz Investment Advisory Services, LLC institutionalOtherOct 27, 2023Oct 30, 2023
Jack Martin DowHuntleigh Advisors, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2022Dec 20, 2022 (116 d)
Corey Michael StackhouseHuntleigh Advisors, Inc. BD affiliatedStackhouse Enterprises state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 14, 2022May 26, 2022 (73 d)
Alex Cameron LecureHuntleigh Advisors, Inc. BD affiliatedSmith Moore & Co. independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2021Aug 31, 2021 (96 d)
Amy Rose RobertHuntleigh Advisors, Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 18, 2014Feb 11, 2014
Geoffrey Paul EspeHuntleigh Advisors, Inc. otherChrysalis Investment Management, LLC unclassifiedOtherJan 20, 2010Jul 20, 2009
George Gregory CaseyHuntleigh Advisors, Inc. otherFulcrum Advisory Services, LLC otherOtherOct 22, 2008Oct 22, 2008
David Leslie CarterHuntleigh Advisors, Inc. otherTerril & Company otherOtherJul 12, 2007Aug 1, 2011 (1481 d)
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9 moves match.