DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Caz Investments L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Jon AdamsCaz Investments L.P. asset managerCapital Creek Partners mixed wealthOtherNov 18, 2024Jun 3, 2026 (562 d)
Scott Thomas HonigCaz Investments L.P. asset managerCapital Creek Partners mixed wealthOtherOct 18, 2024Apr 15, 2026 (544 d)
David Patterson SawyerCaz Investments L.P. asset managerLegacy Knight Mfo, LLC independent RIAOtherAug 5, 2020Dec 2, 2020 (119 d)
Joseph Jerome CeasarCaz Investments L.P. otherInvestors Of The Kingdom LLC unclassifiedOtherJul 6, 2015May 13, 2015
James Casey HodgesCaz Investments L.P. otherLegacy Asset Management, Inc. otherOtherFeb 18, 2014Mar 28, 2014 (38 d)
Matthew Joseph LeaumontCaz Investments L.P. otherBok Financial Advisors otherOtherApr 17, 2012Apr 3, 2012
Christopher Tobin McmillinCaz Investments L.P. otherScott & Selber, Inc. Capital Management otherOtherSep 14, 2009Sep 3, 2009
Kathryn Ella HaydenCaz Investments L.P. otherUBS Financial Services Inc. wirehouseOtherMay 26, 2009Nov 11, 2010 (534 d)
Steven Cline GammageCaz Investments L.P. otherWindward Partners, L.L.C. state registeredOtherApr 28, 2005Jul 7, 2005 (70 d)
Matthew Luke KissingerCaz Investments L.P. otherWells Fargo Investments, LLC unclassifiedOtherApr 28, 2005Aug 3, 2006 (462 d)
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10 moves match.