DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Colorado Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Madeline Rose BarconiColorado Capital Management independent RIABreakwater Capital Group independent RIARIA to RIANov 21, 2022Feb 7, 2023 (78 d)
Erica Michelle SchnabelColorado Capital Management independent RIAMountain Flower Investments & Planning, LLC state registeredRIA to a state-registered adviserAug 7, 2019Oct 9, 2019 (63 d)
Julia WentworthColorado Capital Management independent RIABsw Wealth Partners independent RIARIA to RIAMar 27, 2019Apr 24, 2019
Kirsten Elizabeth RoeberColorado Capital Management independent RIASilverpeak Wealth Advisors independent RIARIA to RIAAug 30, 2018Sep 6, 2018
Colleen HarveyColorado Capital Management independent RIACibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 27, 2018Jul 20, 2021 (1089 d)
Debra Herz HuttnerColorado Capital Management independent RIAPearl Wealth LLC independent RIARIA to RIAMay 30, 2018Jun 8, 2018
Henry Melville NicholsonColorado Capital Management otherSilverpeak Wealth Advisors independent RIAOtherMay 21, 2014May 29, 2014
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7 moves match.