DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Gardner Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joe Valiquette | The Gardner Group other | Advice And Planning Services other | Other | Nov 13, 2015 | Nov 19, 2015 |
| Scot Jackson | The Gardner Group other | Frontier Investment Management Co other | Other | Aug 10, 2015 | May 6, 2015 |
| Sergio Gerardo Garcia | The Gardner Group other | Omega Wealth Management LLC other | Other | Jan 27, 2014 | Jun 18, 2014 (142 d) |
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3 moves match.