DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• G•••••• G••••
Legal name G•••••• A•••• M••••••••• L••
Latest filing May 11, 2026
First filing on the tape Dec 19, 2011 · 6 filings
SEC status approved since Jun 10, 2026
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$125M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$125M as of May 11, 2026
Dec 19, 2011$57.5M then
HNW client RAUM: $90.6M
State-registered IARs (5.B.3)1 as of May 11, 2026
Dec 19, 20110 then
Employees (5.A): 1
Private funds: no history
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $341,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.6M72%
- Individuals$34.6M28%
- Charitable organizations$70,9000.1%
- Individual clients
- 96reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 367reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• D•••• G••••••Certified Financial Planner | Dallas, Tx | May 23, 2011 | 34 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•• V••••••••• to A••••• A•• P••••••• S•••••••Nov 13, 2015 · Other
- S••• J•••••• to F••••••• I••••••••• M••••••••• C•Aug 10, 2015 · Other
- S••••• G•••••• G••••• to O•••• W••••• M••••••••• L••Jan 27, 2014 · Other
Joined, latest
- J•• V••••••••• from U••• F•••••••• P••••••• S•••••••Sep 1, 2015 · Other
- S••• J•••••• from C•••• W•••••• • A••••••••• L••Feb 18, 2015 · Other
- S••••• G•••••• G••••• from M•• F•••••••• S•••••••• I•••Jan 18, 2012 · Other
- G•••••• D•••• G•••••• from L•• F•••••••• L••May 23, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• G••••••• D•••• · Managing Member/President/Chief Compliance Officercontrolsince 09/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing May 11, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2012-02-28, no on the filing of 2026-05-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 386 to 367Feb 28, 2012 to May 11, 2026
- Advisory employees · unset to 1.0Feb 28, 2012 to May 11, 2026
- Advisory activities · 4 to 3Feb 28, 2012 to May 11, 2026
- Charity clients · unset to 1.0Feb 28, 2012 to May 11, 2026
- HNW clients · unset to 37.0Feb 28, 2012 to May 11, 2026
- Individual clients · unset to 96.0Feb 28, 2012 to May 11, 2026
- Employees · unset to 1.0Feb 28, 2012 to May 11, 2026
- Financial planning clients · 11-25 to 1-10Feb 28, 2012 to May 11, 2026
- State-registered IARs · 0 to 1Feb 28, 2012 to May 11, 2026
- Other offices · unset to 0.0Feb 28, 2012 to May 11, 2026
- Discretionary RAUM · $56.5M to $125MFeb 28, 2012 to May 11, 2026
- HNW RAUM · unset to 90584980.0Feb 28, 2012 to May 11, 2026
- Individual RAUM · unset to 34618581.0Feb 28, 2012 to May 11, 2026
- RAUM · $56.5M to $125MFeb 28, 2012 to May 11, 2026
- Advisory activities · 3 to 4Jan 27, 2012 to Feb 28, 2012
- Succession · true to falseJan 24, 2012 to Jan 27, 2012
- Accounts · 140 to 386Dec 21, 2011 to Jan 24, 2012
- Insurance-licensed employees · unset to 0.0Dec 21, 2011 to Jan 24, 2012
- Discretionary RAUM · $57.5M to $56.5MDec 21, 2011 to Jan 24, 2012
- RAUM · $57.5M to $56.5MDec 21, 2011 to Jan 24, 2012
- Succession · false to trueDec 21, 2011 to Jan 24, 2012
Signals
1 dated events
- T•• G•••••• G•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 24, 2012 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G••••••GRP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-706-4369reportedpublic record, Form ADV, May 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026