DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Goff Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert GwydirThe Goff Financial Group independent RIACorda Investment Management, LLC independent RIARIA to RIAJul 17, 2026Aug 6, 2026
Sunny PatelThe Goff Financial Group independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2026Jun 3, 2026
Nicholas Andrew LyonsThe Goff Financial Group independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 7, 2025Jul 10, 2025
Page 1 of 1
3 moves match.