DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Deep Blue Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josue Nunez | Deep Blue Investment Advisors institutional | Charles Schwab & Co., Inc. national BD | Other | Mar 27, 2023 | Apr 21, 2023 |
| Hunter Aron Sabety | Deep Blue Investment Advisors institutional | Octogone Na other | Other | Oct 13, 2021 | Oct 25, 2021 |
| Garrett Ian Fisher | Deep Blue Investment Advisors institutional | Fisher Investments independent RIA | Other | May 17, 2021 | Aug 18, 2021 (93 d) |
| Mitchell Paul York | Deep Blue Investment Advisors other | Edelman Financial Services, LLC other | Other | Aug 9, 2013 | Oct 29, 2013 (81 d) |
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4 moves match.