DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sutterfield Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy Charles TimsSutterfield Financial Group, Inc. independent RIANational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMay 16, 2019Oct 23, 2007
Nathan Micah BarhamSutterfield Financial Group, Inc. independent RIAPerspective Advisors, LLC state registeredRIA to a state-registered adviserMay 16, 2019May 21, 2019
Adam James DekkerSutterfield Financial Group, Inc. independent RIAMeredith Dekker Financial Services, LLC state registeredRIA to a state-registered adviserMay 16, 2019May 13, 2019
Nicholas Ernest MockSutterfield Financial Group, Inc. otherBfc Planning, Inc. otherOtherOct 8, 2015Jul 22, 2013
Jessi Lee NippertSutterfield Financial Group, Inc. otherWells Fargo Advisors wirehouseOtherNov 6, 2014Nov 25, 2014
Raymond Paul ThompsonSutterfield Financial Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherAug 6, 2014Oct 23, 2007
Marissa Dawn NehlsenSutterfield Financial Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 24, 2013Sep 4, 2012
Darla J WienkSutterfield Financial Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 5, 2012Oct 23, 2007
Chad Michael CentorbiSutterfield Financial Group, Inc. otherSilver Oak Securities, Inc. otherOtherJan 27, 2012Jan 27, 2012
Bradley Keith LewisSutterfield Financial Group, Inc. otherFirst Independent Advisory Services, Inc. unclassifiedOtherJul 14, 2011Jul 14, 2011
Darin Andrew DrennanSutterfield Financial Group, Inc. otherCuso Financial Services, L.P. otherOtherJan 26, 2011Mar 22, 2011 (55 d)
Todd Franklin GregorySutterfield Financial Group, Inc. otherKalos Management otherOtherJun 2, 2009Jul 23, 2009 (51 d)
Reagan Lee WagnerSutterfield Financial Group, Inc. otherStrategic Financial Concepts, LLC otherOtherApr 2, 2008Apr 13, 2007
Touchstone Kyte McdonaldSutterfield Financial Group, Inc. otherStrategic Financial Concepts, LLC otherOtherFeb 28, 2008Jun 20, 2007
Ryan Stephen NeelySutterfield Financial Group, Inc. otherHornor, Townsend & Kent, LLC otherOtherMar 7, 2007Nov 22, 2005
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15 moves match.