DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stevens Foster Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kumbirai Vincent Mtunga | Stevens Foster Financial Advisors independent RIA | Private Wealth Solutions, LLC independent RIA | RIA to RIA | May 5, 2023 | Apr 5, 2024 (336 d) |
| Jonathan Paul Horick | Stevens Foster Financial Advisors independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2020 | Oct 30, 2020 (93 d) |
| Patrick John Farley | Stevens Foster Financial Advisors other | Mairs & Power mixed wealth | Other | Mar 8, 2018 | Oct 18, 2018 (224 d) |
| James Walter Sampair | Stevens Foster Financial Advisors other | Avantax Advisory Services other | Other | Jan 10, 2017 | Jan 12, 2017 |
| Jean Marie Jackson | Stevens Foster Financial Advisors other | Advisornet Wealth Partners other | Other | May 28, 2015 | Jun 3, 2015 |
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5 moves match.