DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heacock & Jones Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul John Heacock | Heacock & Jones Financial Services, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | May 30, 2023 | May 1, 2023 |
| Sharon Kathleen Kluesner | Heacock & Jones Financial Services, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | May 30, 2023 | May 1, 2023 |
| Douglas Daniel Koopmann | Heacock & Jones Financial Services, Inc. independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 17, 2023 | Apr 14, 2023 |
| Regan Michael Takes | Heacock & Jones Financial Services, Inc. independent RIA | Mariner Independent independent RIA | RIA to RIA | Jul 28, 2021 | Apr 8, 2026 (1715 d) |
| Jamie William Mcdonald | Heacock & Jones Financial Services, Inc. other | Nations Financial Group, Inc. other | Other | Jul 18, 2016 | Jun 16, 2016 |
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5 moves match.