DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Key Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas J Belisari | Key Financial, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 13, 2026 |
| Samuel David Baez | Key Financial, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 13, 2026 |
| Kristopher Donald Thompson | Key Financial, Inc. independent RIA | The Ascent Group, LLC independent RIA | RIA to RIA | Feb 1, 2024 | Apr 12, 2024 (71 d) |
| Madeline O'Malley Young | Key Financial, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Aug 3, 2021 |
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4 moves match.