DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Marquis Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Goetz | Marquis Wealth Management Group independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 31, 2023 | Sep 21, 2023 (52 d) |
| Michael Siefert | Marquis Wealth Management Group independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 18, 2022 | Apr 20, 2022 (33 d) |
| Justin Steven Prescott | Marquis Wealth Management Group other | Cliftonlarsonallen Wealth Advisors, LLC other | Other | Jul 31, 2008 | Aug 12, 2008 |
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3 moves match.