DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nr Smith & Associates, P.S.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacie Renae Nemetz | Nr Smith & Associates, P.S. other | Apella Wealth independent RIA | Other | Jan 23, 2023 | Jul 5, 2022 |
| Laura Carlson | Nr Smith & Associates, P.S. other | Apella Wealth independent RIA | Other | Jan 23, 2023 | Jul 7, 2022 |
| Ralph Gregory Latza | Nr Smith & Associates, P.S. other | Pacific Asset Management, LLC independent RIA | Other | Apr 30, 2021 | May 7, 2021 |
| Audra Leah Perkins | Nr Smith & Associates, P.S. other | Thrivent Investment Management Inc. BD affiliated | Other | Dec 6, 2019 | Jun 21, 2024 (1659 d) |
| Thomas B Mclean | Nr Smith & Associates, P.S. other | Vestory, LLC other | Other | May 1, 2017 | May 9, 2017 |
| Loren Odell Camp | Nr Smith & Associates, P.S. other | Cetera Investment Advisers LLC other | Other | Oct 9, 2014 | Sep 17, 2014 |
| Brian Kevin Kerrigan | Nr Smith & Associates, P.S. other | LPL Financial LLC other | Other | Apr 12, 2004 | Jun 24, 2005 (438 d) |
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7 moves match.