DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Purcell Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew David MirkovichPurcell Advisory Services, LLC no RAUMPortfolio Strategies Inc otherOtherDec 31, 2014Dec 4, 2014
Michael Nmi HerrPurcell Advisory Services, LLC no RAUMSummit Family Office Services, LLC state registeredOtherDec 31, 2014Oct 13, 2014
Amy Engel AndersonPurcell Advisory Services, LLC otherB F Anderson & Co. Inc otherOtherNov 27, 2013Oct 24, 2013
Jeffrey Garett PietschPurcell Advisory Services, LLC otherConcert Capital Management otherOtherNov 20, 2013Jan 17, 2014 (58 d)
Thomas D FarrellPurcell Advisory Services, LLC otherSheaff Brock Investment Advisors, LLC otherOtherNov 15, 2013Nov 18, 2013
Douglas Charles BondPurcell Advisory Services, LLC otherVirtus Investment Advisers, LLC otherOtherSep 16, 2011Oct 14, 2011
Daniel Luikwong YeungPurcell Advisory Services, LLC otherThe Caprock Group, LLC otherOtherNov 29, 2010Sep 1, 2010
Stephanie Jo ShinnPurcell Advisory Services, LLC otherKms Financial Services, Inc otherOtherMar 17, 2010Nov 20, 2007
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8 moves match.