DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Abg Retirement Plan Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin J Nester | Abg Retirement Plan Investment Services institutional | Nbt Capital Management, Inc. independent RIA | Other | Apr 2, 2020 | Apr 9, 2020 |
| Arthur Clifford Laine | Abg Retirement Plan Investment Services institutional | Nbt Capital Management, Inc. independent RIA | Other | Apr 2, 2020 | Apr 9, 2020 |
| Joseph Paul Montana | Abg Retirement Plan Investment Services no RAUM | Cetera Advisors LLC other | Other | Aug 29, 2014 | Mar 30, 2015 (213 d) |
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3 moves match.