DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Detalus Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shannon Madeline Moses | Detalus Advisors, LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2020 | Dec 17, 2020 |
| Michael Allen Matheson | Detalus Advisors, LLC other | Matheson & Rock Wealth Management, LLC independent RIA | Other | Jan 23, 2018 | Oct 17, 2017 |
| John David Rock | Detalus Advisors, LLC other | Matheson & Rock Wealth Management, LLC independent RIA | Other | Nov 20, 2017 | Apr 5, 2018 (136 d) |
| Courtney Faith Jones | Detalus Advisors, LLC other | Securities America Advisors, Inc. other | Other | May 13, 2015 | Feb 24, 2016 (287 d) |
| Meredith Cabell Jones | Detalus Advisors, LLC other | Moloney Securities Co., Inc. other | Other | Apr 1, 2011 | Mar 31, 2011 |
| Brian Patrick Corrigan | Detalus Advisors, LLC other | Moloney Securities Co., Inc. other | Other | Apr 1, 2011 | Mar 31, 2011 |
| Christina Sue Hake | Detalus Advisors, LLC other | Edward Jones national BD | Other | Jul 17, 2007 | Jul 27, 2007 |
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7 moves match.