DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Management Concepts
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Fricke | Financial Management Concepts independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2022 | Apr 1, 2022 |
| Jeffrey Michael Bilinski | Financial Management Concepts independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 3, 2022 | Apr 14, 2022 (42 d) |
| Anthony Van Ore | Financial Management Concepts other | Visionquest Wealth Management, LLC other | Other | Apr 6, 2017 | Apr 3, 2017 |
| Audrey Wehr Jones | Financial Management Concepts other | Firstwave Financial other | Other | Nov 29, 2007 | Feb 5, 2008 (68 d) |
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4 moves match.