DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vestgen Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Lee Williams | Vestgen Investment Management independent RIA | Fiscal Wisdom Wealth Management LLC independent RIA | RIA to RIA | Dec 7, 2021 | Sep 20, 2021 |
| Alexander S Barned | Vestgen Investment Management independent RIA | Absolute Capital Management, LLC independent RIA | RIA to RIA | Dec 4, 2018 | Jan 23, 2019 (50 d) |
| Marc Andrew Luciani | Vestgen Investment Management independent RIA | Covered Bridge Advisors, LLC independent RIA | RIA to RIA | Jul 31, 2018 | Aug 24, 2018 |
| Edward Edgar Bao | Vestgen Investment Management other | Smallwood Wealth Management no RAUM | Other | Aug 25, 2017 | Jul 7, 2017 |
| John Lewis Smallwood | Vestgen Investment Management other | Smallwood Wealth Management no RAUM | Other | Aug 25, 2017 | Jul 7, 2017 |
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5 moves match.