DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Appleton Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grace P Anderson | The Appleton Group, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Oct 9, 2023 | Oct 19, 2023 |
| Samantha P Kolb | The Appleton Group, LLC independent RIA | Johnson Wealth Inc. mixed wealth | RIA to RIA | Oct 9, 2023 | Oct 19, 2023 |
| Alexander Joseph Hunt | The Appleton Group, LLC independent RIA | Amc Wealth Management, LLC state registered | RIA to a state-registered adviser | Jun 2, 2021 | Apr 20, 2022 (322 d) |
| Mark James Sprtel | The Appleton Group, LLC other | Schaper Benz & Wise Investment Counsel Inc other | Other | Oct 21, 2011 | Jul 18, 2014 (1001 d) |
| David Jones Wild | The Appleton Group, LLC other | Front Street Capital Management, Inc. other | Other | Jul 16, 2010 | Nov 7, 2013 (1210 d) |
Page 1 of 1
5 moves match.