| Kevin Howard Myeroff | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Michael Martin Wasylyshyn | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Karey Lynn Edwards | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Melanie R. Ross | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| David Francis Kurtz | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Elizabeth Pierce Scheiderer | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Ashley Candace Costello | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Robert Blair Casarona | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Connor Steven Fife | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Mitchell Alban Kotheimer | Nca Financial Planners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Nov 7, 2022 | Jan 12, 2022 |
| Dennis Patrick Lehman | Nca Financial Planners independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2022 | Dec 10, 2021 |
| Amanda Lee Brunnett | Nca Financial Planners independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2022 | Mar 14, 2022 (66 d) |
| Ashley Candace Costello | Nca Financial Planners other | Osaic Wealth, Inc. BD affiliated | Other | Jun 11, 2018 | Aug 20, 2018 (70 d) |
| Erin Donahue | Nca Financial Planners other | Lincoln Investment independent RIA | Other | Apr 25, 2018 | Sep 18, 2025 (2703 d) |
| Erika Mutch | Nca Financial Planners other | Petso Financial Consultants LLC other | Other | Apr 6, 2017 | May 4, 2017 |
| Dawn Kimberly Mullenax | Nca Financial Planners other | Osaic Wealth, Inc. other | Other | Oct 4, 2012 | Feb 16, 2005 |
| Daniel John Obrien | Nca Financial Planners other | Capital Advisors, Ltd., LLC other | Other | Aug 15, 2011 | Sep 28, 2011 (44 d) |
| Warren Samuel Wernick | Nca Financial Planners other | Wells Fargo Advisors wirehouse | Other | Mar 2, 2010 | Feb 26, 2010 |
| Morris W. Beverage | Nca Financial Planners other | Wells Fargo Advisors wirehouse | Other | Mar 2, 2010 | Mar 1, 2010 |
| Deanna Spear | Nca Financial Planners other | Wells Fargo Advisors wirehouse | Other | Mar 2, 2010 | Mar 1, 2010 |