DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Main Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew TymstraMain Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 17, 2025Mar 27, 2025
Janey L KegleyMain Management, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2022Jan 12, 2023 (164 d)
John Joseph KehoeMain Management, LLC independent RIAFreedom Investment Management, Inc. independent RIARIA to RIAMay 31, 2022Sep 2, 2022 (94 d)
Luke William KingMain Management, LLC independent RIAPlanmember Securities Corporation independent RIARIA to RIAOct 31, 2020Jan 14, 2021 (75 d)
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4 moves match.