DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Management Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tom Arno Stapel | Financial Management Strategies, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Jan 4, 2023 | Sep 3, 2013 |
| Margaret Suzanne Maxel | Financial Management Strategies, Inc. independent RIA | Vantage Financial Group, Inc. independent RIA | RIA to RIA | Jul 1, 2021 | Mar 2, 2021 |
| Cheryl Lynn Norman | Financial Management Strategies, Inc. other | Cetera Advisor Networks LLC other | Other | Mar 16, 2015 | Sep 3, 2013 |
| Stephen James Cribley | Financial Management Strategies, Inc. other | Osaic Fa, Inc. other | Other | Dec 23, 2013 | Apr 24, 2014 (122 d) |
| Matthew William Rohde | Financial Management Strategies, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 3, 2010 | Dec 22, 2010 |
| Brent Allen Teague | Financial Management Strategies, Inc. other | Independent Financial Partners other | Other | Dec 3, 2010 | Sep 20, 2011 (291 d) |
| James Sheldon Lineweaver | Financial Management Strategies, Inc. other | Spc other | Other | Apr 3, 2006 | Sep 28, 2005 |
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7 moves match.