DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Charter Oak Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karen Lee ZarambaCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 23, 2026
Jeffrey Scott TroianoCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 20, 2026
Todd Michael CescaCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 17, 2026
James Allen BossieuxCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 9, 2026
Katy Morrison CarrCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Samuel Richardson ReidCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 15, 2026
Lena WyandCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Jessica Lynn KregerCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 9, 2026
Sarah Serling ClappCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 14, 2026
Emma K BeanCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Alicia ChiamuleraCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Jun 4, 2026
John WilsonCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Apr 10, 2026
Renee Elizabeth HickeyCharter Oak Capital Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAAug 26, 2026Aug 10, 2026
Anthony Joseph CiaramitaroCharter Oak Capital Management independent RIAShepherd Financial Partners, LLC independent RIARIA to RIASep 18, 2025Mar 19, 2026 (182 d)
Robert George VailCharter Oak Capital Management independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2018May 18, 2020 (564 d)
Jonathan Long CottrellCharter Oak Capital Management otherAtlatnic Financial Services Of Maine, LLC unclassifiedOtherJul 21, 2010Jan 23, 2014 (1282 d)
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16 moves match.