DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Geneos Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Brian Lennox	Geneos Wealth Management, Inc. other	Wall Street Financial Group, Inc other	Other	Dec 31, 2005	Jan 11, 2007 (376 d)
Michael Vincent Valencia	Geneos Wealth Management, Inc. other	Sii Investments, Inc. other	Other	Dec 31, 2005	May 22, 2007 (507 d)
Michael Emil Fassi	Geneos Wealth Management, Inc. other	Centaurus Financial, Inc. other	Other	Dec 13, 2005	Jun 8, 2006 (177 d)
Jimmy Elton Sloan	Geneos Wealth Management, Inc. other	USA Financial Securities LLC other	Other	Sep 6, 2005	Sep 2, 2005
Timothy Lane	Geneos Wealth Management, Inc. other	Investors Capital Advisory other	Other	Jun 30, 2005	Jul 11, 2005
John Michael Ludwig	Geneos Wealth Management, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jun 20, 2005	Jun 17, 2005
Frank Alfred Leyes	Geneos Wealth Management, Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Jun 15, 2005	Jul 8, 2005
George Nicholas Yankoupe	Geneos Wealth Management, Inc. other	Workman Securities Corporation unclassified	Other	May 3, 2005	Apr 20, 2007 (717 d)
Frederick Charles Whitford	Geneos Wealth Management, Inc. other	USA Financial Securities LLC other	Other	Mar 17, 2005	Oct 5, 2005 (202 d)
Curtis Brian Wilson	Geneos Wealth Management, Inc. other	Fwc Wealth Advisors Llp unclassified	Other	Dec 31, 2004	Jun 19, 2006 (535 d)
Kevin Mitchell Starkey	Geneos Wealth Management, Inc. other	Geronimo Financial Asset Management, LLC unclassified	Other	Nov 4, 2004	Jun 16, 2006 (589 d)
Marina Alexandra Armbruster	Geneos Wealth Management, Inc. other	Securities America Advisors, Inc. other	Other	Oct 28, 2004	Jan 23, 2009 (1548 d)
Michele Nami Von Hoven	Geneos Wealth Management, Inc. other	Pebble Management Group other	Other	Jul 14, 2004	Mar 15, 2010 (2070 d)

Page 4 of 4Previous

193 moves match.