DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Websterrogers Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marion Stephenson Fowler | Websterrogers Financial Advisors, LLC independent RIA | Fowler Wealth Management state registered | RIA to a state-registered adviser | Jun 7, 2024 | Jul 23, 2024 (46 d) |
| Elizabeth S Kramer | Websterrogers Financial Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Nov 8, 2019 | Jul 27, 2023 (1357 d) |
| Nathan Love | Websterrogers Financial Advisors, LLC other | Edward Jones national BD | Other | Mar 7, 2015 | May 15, 2015 (69 d) |
| Samuel Peter Varano | Websterrogers Financial Advisors, LLC other | Mercer Global Advisors Inc. other | Other | Nov 7, 2011 | Apr 9, 2012 (154 d) |
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4 moves match.