DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Websterrogers Financial Advisors, LLC
Latest filing Mar 6, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Sep 27, 2002
RAUM
$461M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$431M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$65.8M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$461M as of Mar 6, 2026
Mar 30, 2012$156M then
HNW client RAUM$346M as of Mar 6, 2026
Mar 23, 2018$143M then
State-registered IARs (5.B.3)7 as of Mar 6, 2026
Mar 30, 20120 then
Employees (5.A)9 as of Mar 6, 2026
Mar 20, 20137 then
Private funds: no history
RAUM +24% over the last fiscal year+15% a year over threeIARs 7 to 7offices 2 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $65.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $568,520derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $243M, 253 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M75%
- Individuals$84.3M18%
- Charitable organizations$14.8M3.2%
- Corporations and businesses$11.2M2.4%
- Pension and profit-sharing plans$3.9M0.8%
- Individual clients
- 242reported
- HNW clients
- 73reported
- Pension plan clients
- 13reported
- Charitable clients
- n/areported
- Accounts
- 810reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $243M for 253 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Amy Marie FisherCertified Financial Planner | Florence, Sc | Jul 24, 2007 | 22 y | 0 |
| Jessica Renee Harrington | Florence, Sc | Aug 20, 2015 | 23 y | 0 |
| Alexander Noel RasmussenChartered Financial Analyst | Florence, Sc | Nov 3, 2017 | 21 y | 2 |
| William Daniel HardawayCertified Financial Planner, Personal Financial Specialist | Florence, Sc | Nov 14, 2017 | 13 y | 0 |
| Drake Lemond Wright | Florence, Sc | Apr 1, 2019 | 10 y | 0 |
| Carson David StromChartered Financial Analyst | Florence, Sc | Nov 15, 2021 | 12 y | 0 |
| William Glass Miles | Florence, Sc | Oct 14, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Marion Stephenson Fowler to Fowler Wealth ManagementJun 7, 2024 · RIA to a state-registered adviser
- Elizabeth S Kramer to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 8, 2019 · RIA to wirehouse
- Nathan Love to Edward JonesMar 7, 2015 · Other
- Samuel Peter Varano to Mercer Global Advisors Inc.Nov 7, 2011 · Other
Joined, latest
- Marion Stephenson Fowler from Edward JonesFeb 23, 2017 · Other
- Elizabeth S Kramer from Bok Financial AdvisorsSep 28, 2016 · Other
- Alexander Noel Rasmussen from Thrivent Investment Management Inc.Sep 27, 2016 · Other
- Samuel Peter Varano from Next Financial Group, Inc.Apr 12, 2010 · Other
- Nathan Love from Synovus Investment Advisors, Inc.Jul 24, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Amy Fisher · Managing Member, Directorcontrolsince 01/2014 · owns 5% to 10%
- Kyle Helm Ellen Adkins · Membersince 01/2009 · owns 5% to 10%
- Ryon Bobby Jr Creech · Member, Directorsince 01/2000 · owns 5% to 10%
- Edward Thomas Fitzsimmons · Membersince 01/2001 · owns 5% to 10%
- Myers Stephen Holladay · Membersince 01/2000 · owns 5% to 10%
- Mccutcheon Dana Jones · Cco/Coosince 08/2017 · owns less than 5%
- Joseph John Leahey · Member, Directorsince 01/2004 · owns 5% to 10%
- Elwyn James Rozier · Membersince 01/1999 · owns less than 5%
- Laney Charles Talbert · Membersince 07/2013 · owns less than 5%
- Marion Robert Tilton · Membersince 01/2015 · owns 5% to 10%
- Allen Wesley Way · Membersince 01/1999 · owns 5% to 10%
- Chester Anthony Wrobel · Membersince 01/1999 · owns 5% to 10%
Related persons
Schedule D 7.A
- Websterrogers Llpinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Florence, Sc · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charleston, SC1 employees
What changed
consecutive filings, newest first
- Accounts · 744 to 810Jun 10, 2025 to Mar 6, 2026
- HNW clients · 68 to 73Jun 10, 2025 to Mar 6, 2026
- Individual clients · 225 to 242Jun 10, 2025 to Mar 6, 2026
- Assets in custody · $164M to $243MJun 10, 2025 to Mar 6, 2026
- Employees · 10 to 9Jun 10, 2025 to Mar 6, 2026
- Other offices · 2 to 3Jun 10, 2025 to Mar 6, 2026
- Discretionary RAUM · $372M to $460MJun 10, 2025 to Mar 6, 2026
- HNW RAUM · $275M to $346MJun 10, 2025 to Mar 6, 2026
- Individual RAUM · $67.0M to $84.3MJun 10, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $148,142 to $826,789Jun 10, 2025 to Mar 6, 2026
- Pension RAUM · $3.3M to $3.9MJun 10, 2025 to Mar 6, 2026
- RAUM · $372M to $461MJun 10, 2025 to Mar 6, 2026
- Financial planning clients · 1-10 to 1-10Apr 21, 2025 to Jun 10, 2025
- Accounts · 734 to 744Mar 5, 2024 to Mar 5, 2025
- HNW clients · 71 to 68Mar 5, 2024 to Mar 5, 2025
- Individual clients · 231 to 225Mar 5, 2024 to Mar 5, 2025
- Assets in custody · $111M to $164MMar 5, 2024 to Mar 5, 2025
- Other offices · 1 to 2Mar 5, 2024 to Mar 5, 2025
- Discretionary RAUM · $346M to $372MMar 5, 2024 to Mar 5, 2025
- HNW RAUM · $254M to $275MMar 5, 2024 to Mar 5, 2025
- Individual RAUM · $60.2M to $67.0MMar 5, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $128,841 to $148,142Mar 5, 2024 to Mar 5, 2025
- Pension RAUM · $7.4M to $3.3MMar 5, 2024 to Mar 5, 2025
- RAUM · $346M to $372MMar 5, 2024 to Mar 5, 2025
- Accounts · 704 to 734Jul 27, 2023 to Mar 5, 2024
- Advisory activities · 4 to 5Jul 27, 2023 to Mar 5, 2024
- HNW clients · 44 to 71Jul 27, 2023 to Mar 5, 2024
- Individual clients · 245 to 231Jul 27, 2023 to Mar 5, 2024
- Pension plan clients · 5 to 13Jul 27, 2023 to Mar 5, 2024
- Assets in custody · $103M to $111MJul 27, 2023 to Mar 5, 2024
- Employees · 9 to 10Jul 27, 2023 to Mar 5, 2024
- Discretionary RAUM · $303M to $346MJul 27, 2023 to Mar 5, 2024
- HNW RAUM · $180M to $254MJul 27, 2023 to Mar 5, 2024
- Individual RAUM · $100M to $60.2MJul 27, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $208,938 to $128,841Jul 27, 2023 to Mar 5, 2024
- Pension RAUM · $5.2M to $7.4MJul 27, 2023 to Mar 5, 2024
- RAUM · $303M to $346MJul 27, 2023 to Mar 5, 2024
- Accounts · 716 to 704Mar 22, 2022 to Mar 24, 2023
- Advisory employees · 10 to 7Mar 22, 2022 to Mar 24, 2023
- Charity clients · 3.0 to unsetMar 22, 2022 to Mar 24, 2023
Signals
3 dated events
- Marion Stephenson Fowler left Websterrogers Financial Advisors, Llc for Fowler Wealth Management (registered 2024-07-23)Jun 7, 2024 · Advisor changed firm · fact
- Websterrogers Financial Advisors, Llc reported RAUM $303.2M, down 57% from $698.1M (2022-03-22 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Websterrogers Financial Advisors, Llc reported RAUM $618.3M, up 197% from $208.1M (2020-05-18 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientportal@wrfasc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 843-665-6321reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/websterrogers-financial-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WRFASC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-665-6321reportedpublic record, Form ADV, Mar 6, 2026
- Contact form
- wrfasc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wrfasc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026