DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pinnacle Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Scott SimsPinnacle Wealth Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Sep 28, 2021
Anthony Joseph BrunsPinnacle Wealth Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Sep 27, 2021
Eric Michael BokeschPinnacle Wealth Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Sep 28, 2021
Geoffrey Gordon GlazierPinnacle Wealth Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Oct 1, 2021
Jordan Curtis NarePinnacle Wealth Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2021Sep 28, 2021
Sarah Marie TenhundfeldPinnacle Wealth Management, Inc. mixed wealthAsset Advisory Group Inc independent RIARIA to RIAJul 23, 2019Sep 18, 2019 (57 d)
Gregory David GoodsonPinnacle Wealth Management, Inc. mixed wealthVoya Investment Management Co. LLC asset managerOtherMar 18, 2019Mar 19, 2019
Erik Christopher SmithPinnacle Wealth Management, Inc. otherWealth Dimensions Group, Ltd. otherOtherFeb 29, 2016Jun 22, 2017 (479 d)
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8 moves match.