DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mercadien Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Reginald William BurroughsMercadien Asset Management, LLC independent RIACw Advisors, LLC independent RIARIA to RIADec 13, 2024Jun 13, 2024
Jared Michael ReillyMercadien Asset Management, LLC independent RIACw Advisors, LLC independent RIARIA to RIADec 13, 2024Jun 13, 2024
Emily Rose KamenMercadien Asset Management, LLC independent RIACw Advisors, LLC independent RIARIA to RIADec 13, 2024Jun 13, 2024
Kenneth Alan KamenMercadien Asset Management, LLC independent RIACw Advisors, LLC independent RIARIA to RIADec 13, 2024Jun 13, 2024
Alan John ChapmanMercadien Asset Management, LLC otherJanney Montgomery Scott LLC otherOtherNov 10, 2011Jan 24, 2012 (75 d)
Heidi Sarah HirshMercadien Asset Management, LLC otherRetirement Advisory Services Corp otherOtherDec 6, 2005Jan 25, 2006 (50 d)
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6 moves match.