DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Icapital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alex Yi PanIcapital, LLC otherRetirement And Wealth At Alliant, LLC institutionalOtherJul 15, 2024Jul 1, 2024
Todd Andrew HermanIcapital, LLC otherGrimes & Company independent RIAOtherFeb 16, 2023May 31, 2022
John Alexander CisloIcapital, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 29, 2016May 19, 2016 (80 d)
Michael B ReganIcapital, LLC otherStrategic Advisers LLC national BDOtherMay 21, 2014Aug 12, 2014 (83 d)
Michael Paul GalliIcapital, LLC otherLighthouse Capital, LLC state registeredOtherMar 13, 2014Mar 21, 2014
Scott J PalmatierIcapital, LLC otherCitizens Securities, Inc. otherOtherSep 17, 2013Aug 19, 2015 (701 d)
Brian Dennis FoleyIcapital, LLC otherLighthouse Capital, LLC state registeredOtherAug 30, 2010Aug 31, 2010
Oliver Randall TuttIcapital, LLC otherNcu Investment Solutions independent RIAOtherMay 23, 2006Jun 3, 2005
Richard S SentnorIcapital, LLC otherEastern Point Advisors Inc. unclassifiedOtherFeb 6, 2003Apr 3, 2003 (56 d)
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9 moves match.